Chapter 9
Justification Defenses
9.21 Instruction—Threat of Deadly Force in Self-Defense
[Insert instructions for underlying offense.]
If you all agree the state has proved, beyond a reasonable doubt, each of the [number] elements listed above, you must next consider whether the defendant is not guilty because his use of force was justified by self-defense.
Threat of Deadly Force
A person’s threat to cause death or serious bodily injury does not constitute the use of deadly force if the person’s purpose was limited to creating an apprehension that he will use deadly force if necessary.
Therefore, if you find that the state has proved, beyond a reasonable doubt—
- that the defendant threatened to cause death or serious bodily injury and
- that the defendant’s purpose in making such threat was not limited to the purpose of creating an apprehension that he would use deadly force if it was necessary,
you will consider self-defense by proceeding to that portion of these instructions labeled “Self-Defense—Deadly Force.”
If the state has not proved both of these elements beyond a reasonable doubt, you will consider self-defense by proceeding to that portion of these instructions labeled “Self-Defense—Nondeadly Force.”
SELF-DEFENSE—NONDEADLY FORCE
A person’s use of force against another that constitutes the crime of [offense] is justified by self-defense when the person reasonably be-lieved the degree of force used was immediately necessary to protect the per-son against the other’s use [or attempted use] of unlawful force.
Self-defense does not cover conduct in response to verbal provocation alone. The defendant must have reasonably believed the other person had done more than verbally provoke the defendant.
[Include the following if the facts raise the issue of multiple assailants.]
If a person reasonably believes he is threatened with the use or attempted use of unlawful force against him by a group of two or more people, he may use force against any or all of them.
Burden of Proof
The defendant is not required to prove self-defense. Rather, the state must prove, beyond a reasonable doubt, that self-defense does not apply to the defendant’s conduct.
Definition
Reasonable Belief
“Reasonable belief” means a belief that an ordinary and prudent person would have held in the same circumstances as the defendant.
Failure to Retreat
A person who has a right to be present at a location where the person uses force against another is not required to retreat before using force in self-defense if both—
- the person with the right to be present did not provoke the person against whom the force is used; and
- the person was not engaged in criminal activity at the time the force is used.
Therefore, in deciding whether the defendant reasonably believed his use of force was necessary, you must not consider any failure of the defendant to retreat that might be shown by the evidence if you find both—
- the defendant did not provoke [name], the person against whom the defendant used force; and
- the defendant was not engaged in criminal activity at the time he used the force.
Presumption
Under certain circumstances, the law creates a presumption that the defendant’s belief—that the force he used was immediately necessary—was reasonable. A presumption is a conclusion the law requires you to reach if certain other facts exist.
Therefore, you must find the defendant’s belief—that the force he used was immediately necessary—was reasonable unless you find the state has proved, beyond a reasonable doubt, at least one of the following elements. The elements are that—
[Include only those elements supported by the evidence.]
- the defendant neither knew nor had reason to believe
that [name]—
- unlawfully and with force entered, or was attempting to enter unlawfully and with force, the defendant’s occupied habitation, vehicle, or place of business or employment; or
- unlawfully and with force removed, or was attempting to re-move unlawfully and with force, the defendant from the defendant’s habitation, vehicle, or place of business or employment; or
- was committing or attempting to commit aggravated kidnapping, murder, sexual assault, aggravated sexual assault, robbery, or aggravated robbery; or
- the defendant provoked [name]; or
- the defendant, at the time the force was used, was engaged in criminal activity other than a class C misdemeanor that is a violation of a law or ordinance regulating traffic.
If you find the state has proved element 1, 2, or 3 listed above, the presumption does not apply and you are not required to find that the defendant’s belief was reasonable.
Whether or not the presumption applies, the state must prove, beyond a reasonable doubt, that self-defense does not apply to this case.
Application of Law to Facts
[Use the following if instructions cover a single assailant.]
To decide the issue of self-defense, you must determine whether the state has proved, beyond a reasonable doubt, that either—
- the defendant did not believe his use of force was immediately necessary to protect himself against [name]’s use [or attempted use] of unlawful force; or
- the defendant believed his use of force was immediately necessary to protect himself, but the defendant’s belief was not reasonable.
[Use the following if instructions include coverage of multiple assailants.]
To decide the issue of self-defense, you must determine whether the state has proved, beyond a reasonable doubt, that either—
- the defendant did not believe his use of force was immediately necessary to protect himself against the use [or attempted use] of unlawful force by [name] or the group [name] was with; or
- the defendant believed his use of force was immediately necessary to protect himself, but the defendant’s belief was not reasonable.
[Continue with the following.]
You must all agree that the state has proved, beyond a reasonable doubt, either element 1 or 2 listed above. You need not agree on which of these elements the state has proved.
If you find that the state has failed to prove, beyond a reasonable doubt, either element 1 or 2 listed above, you must find the defendant “not guilty.”
If you all agree the state has proved, beyond a reasonable doubt, each of the elements of the offense of [insert specific offense], and you all agree the state has proved, beyond a reasonable doubt, either element 1 or 2 listed above, you must find the defendant “guilty.”
SELF-DEFENSE—DEADLY FORCE
A person’s use of deadly force against another that constitutes the crime of [offense] is justified by self-defense when the person reasonably believed the degree of force used was immediately necessary to protect the person against the other’s use [or attempted use] of unlawful deadly force.
Self-defense does not cover conduct in response to verbal provocation alone. The defendant must have reasonably believed the other person had done more than verbally provoke the defendant.
Burden of Proof
The defendant is not required to prove self-defense. Rather, the state must prove, beyond a reasonable doubt, that self-defense does not apply to the defendant’s conduct.
Definitions
Reasonable Belief
“Reasonable belief” means a belief that an ordinary and prudent person would have held in the same circumstances as the defendant.
Deadly Force
“Deadly force” means force that is intended or known by the person using it to cause death or serious bodily injury or force that in the manner of its use or intended use is capable of causing death or serious bodily injury.
Failure to Retreat
A person who has a right to be present at a location where the person uses deadly force against another is not required to retreat before using deadly force in self-defense if both—
- the person with the right to be present did not provoke the person against whom the deadly force is used; and
- the person is not engaged in criminal activity at the time the deadly force is used.
Therefore, in deciding whether the state has proved that the defendant did not reasonably believe his use of deadly force was necessary, you must not consider any failure of the defendant to retreat that might be shown by the evidence if you find both—
- the defendant did not provoke [name], the person against whom the defendant used deadly force; and
- the defendant was not engaged in criminal activity at the time he used the deadly force.
Presumption
Under certain circumstances, the law creates a presumption that the defendant’s belief—that the deadly force he used was immediately necessary—was reasonable. A presumption is a conclusion the law requires you to reach if certain other facts exist.
Therefore, you must find the defendant’s belief—that the deadly force he used was immediately necessary—was reasonable unless you find the state has proved, beyond a reasonable doubt, at least one of the following elements. The elements are that—
[Include only those elements supported by the evidence.]
- the defendant neither knew nor had reason to believe
that [name]—
- unlawfully and with force entered, or was attempting to enter unlawfully and with force, the defendant’s occupied habitation, vehicle, or place of business or employment; or
- unlawfully and with force removed, or was attempting to re-move unlawfully and with force, the defendant from the defendant’s habitation, vehicle, or place of business or employment; or
- was committing or attempting to commit aggravated kidnapping, murder, sexual assault, aggravated sexual assault, robbery, or aggravated robbery; or
- the defendant provoked [name]; or
- the defendant, at the time the deadly force was used, was engaged in criminal activity other than a class C misdemeanor that is a violation of a law or ordinance regulating traffic.
If you find the state has proved element 1, 2, or 3 listed above, the presumption does not apply and you are not required to find that the defendant’s belief was reasonable.
Whether or not the presumption applies, the state must prove, beyond a reasonable doubt, that self-defense does not apply to this case.
Application of Law to Facts
To decide the issue of self-defense, you must determine whether the state has proved, beyond a reasonable doubt, one of the following two elements. The elements are that—
- the defendant did not believe his use of force was immediately necessary to protect himself against [name]’s use [or attempted use] of unlawful deadly force; or
- the defendant’s belief was not reasonable.
You must all agree that the state has proved, beyond a reasonable doubt, either element 1 or 2 listed above. You need not agree on which of these elements the state has proved.
If you find that the state has failed to prove, beyond a reasonable doubt, either element 1 or 2 listed above, you must find the defendant “not guilty.”
If you all agree the state has proved, beyond a reasonable doubt, each of the elements of the offense of [insert specific offense], and you all agree the state has proved, beyond a reasonable doubt, either element 1 or 2 listed above, you must find the defendant “guilty.”
[Insert any other instructions raised by the evidence. Then continue with the verdict form found in CPJC 2.1, the general charge.]
Comment
The justification for the threat of force is provided for in Tex. Penal Code § 9.04. The defense of self-defense is provided for in Tex. Penal Code § 9.31. The justification for the use of deadly force in defense of a person is provided for in Tex. Penal Code § 9.32. The definition of “reasonable belief” is based on Tex. Penal Code § 1.07(a)(42). The definition of “deadly force” is based on Tex. Penal Code § 9.01(3).